J•• D•••• M••••

Advisor at I•• W••••• M••••••••• I•••

Surprise, AZ | DECATUR, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a0949b9-4105-aff6-246a-a820933b547f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 9, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• I•••	Bd affiliated wealth	Mar 31, 2020	n/a	yes	Surprise, AZ\|DECATUR, IL	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Apr 25, 2013	Mar 31, 2020	no	SAN DIEGO, CA\|SURPRISE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	I•• W••••• M••••••••• I•••	Mar 31, 2020	Mar 31, 2020	0	Firm change	RIA to ibd
P••••••• F•••••••• S•••••••• I•••	I••••••••• F•••••••• G••••• L••	Apr 17, 2013	Apr 25, 2013

Relationships

Registered with (4)

→ I•• W••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 31, 2020 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 25, 2013 to Mar 31, 2020factForm ADV
→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 20, 2007 to Apr 17, 2013factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a0949b9-4105-aff6-246a-a820933b547f
First observed: Aug 9, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.