This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 1990earliest registration or exam on IAPD

Years in industry

35derivedfrom the industry start date

Years at current firm

15derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S63|S65

First exam

Oct 1, 1990

First registration

May 11, 2010

Dual registered

no

Other names

JOSEPH KARNI|JOE KARNI

IAPD individual key

2034780

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6a09d919-a3b1-515f-0634-ee8b89151da1

First observed

May 11, 2010

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.