DFX Intelligence

A•••• A••••••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

A•••• A••••••••• G•••••••

Advisor at P••••••• A••••••••• L•••

NEW YORK, NY | Naples, FL

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Search this name across graphsid dfx:ria:6a0c1142-5501-f2eb-a506-0703ff5d0d1c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••••• L•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••••• L•••	Mixed wealth	Feb 15, 2007	n/a	yes	NEW YORK, NY\|Naples, FL	Current employment
W••••• W••••• M•••••••••	Independent wealth	Sep 8, 2011	Apr 2, 2014	no	RED BANK, NJ\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• W••••• M•••••••••	n/a	Apr 2, 2014	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ P••••••• A••••••••• L•••Registered adviserregistration: current employment
Feb 15, 2007 to presentfactForm ADV
→ W••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 8, 2011 to Apr 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a0c1142-5501-f2eb-a506-0703ff5d0d1c
First observed: Sep 8, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.