DFX Intelligence

M••• P•••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant24 years in industry

M••• P•••••• F•••••••

Advisor at C•••• I••••••••• G••••

BLUFFTON, SC | VANCOUVER, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a0d866f-ac9a-d1c8-6c38-a7a292731bae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• I••••••••• G••••	Independent wealth	Mar 2, 2021	n/a	yes	VANCOUVER, WA\|BLUFFTON, SC	Current employment
E• W••••• A•••••••	Independent wealth	Feb 9, 2021	Mar 30, 2021	no	TORRANCE, CA\|San Mateo, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E• W••••• A•••••••	C•••• I••••••••• G••••	Mar 30, 2021	Mar 2, 2021	-28	Firm change	RIA to RIA
N••••••• F•••••••• G••••• L••	E• W••••• A•••••••	Feb 23, 2021	Feb 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
132578:111147:CA:2021-02-23	Feb 23, 2021	Feb 9, 2021	SAN MATEO, CA	Firm change

Relationships

Registered with (4)

→ C•••• I••••••••• G••••Registered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ E• W••••• A•••••••Registered adviserregistration: previous registration
Feb 9, 2021 to Mar 30, 2021factForm ADV
→ N••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Aug 15, 2011 to Feb 23, 2021factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a0d866f-ac9a-d1c8-6c38-a7a292731bae
First observed: Jan 14, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.