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RIA / WealthAdvisor47 years in industry

MICHAEL PAUL KRESS

Advisor at DELTA INVESTMENT MANAGEMENT, LLC

San Francisco, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DELTA INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 10, 1979
First registration: Jul 8, 1997
Dual registered: no
Other names: MICHAEL PAUL KRESS
IAPD individual key: 275453

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DELTA INVESTMENT MANAGEMENT, LLC	Independent wealth	Feb 1, 2018	n/a	yes	San Francisco, CA	Current employment
CROSSPOINT CAPITAL MANAGEMENT	Former SEC adviser	Feb 27, 2013	Feb 22, 2018	no	ORINDA, CA	Previous registration
THINKEQUITY LLC	Former SEC adviser	Jan 25, 2005	Dec 14, 2012	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 14, 2003	Jan 19, 2005	no	SAN FRANSISCO, CA	Previous registration
BANC OF AMERICA SECURITIES LLC	n/a	Sep 25, 2002	Aug 20, 2003	no	SAN FRANCISCO, CA	Previous registration
PERSHING LLC	n/a	Jul 8, 1997	Oct 24, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROSSPOINT CAPITAL MANAGEMENT	DELTA INVESTMENT MANAGEMENT, LLC	Feb 22, 2018	Feb 1, 2018	-21	Firm change	Other
THINKEQUITY LLC	CROSSPOINT CAPITAL MANAGEMENT	Dec 14, 2012	Feb 27, 2013	75	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	THINKEQUITY LLC	Jan 19, 2005	Jan 25, 2005	6	Firm change	Other
BANC OF AMERICA SECURITIES LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 20, 2003	Aug 14, 2003	-6	Bulk transfer	Other
PERSHING LLC	BANC OF AMERICA SECURITIES LLC	Oct 24, 2002	Sep 25, 2002	-29	Firm change	Other

Relationships

Registered with (6)

→ DELTA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 1, 2018 to presentfactForm ADV
→ CROSSPOINT CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Feb 27, 2013 to Feb 22, 2018factForm ADV
→ THINKEQUITY LLCRegistered adviserregistration: previous registration
Jan 25, 2005 to Dec 14, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 14, 2003 to Jan 19, 2005factForm ADV
→ BANC OF AMERICA SECURITIES LLCRegistered adviserregistration: previous registration
Sep 25, 2002 to Aug 20, 2003factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Jul 8, 1997 to Oct 24, 2002factForm ADV

Dated events

No dated event names this entity yet.