DFX Intelligence

M•••••• B••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

M•••••• B••••• C•••••••

Advisor at F•••••• D•• S••••••••• L••

Greenville, SC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 5, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• D•• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• D•• S••••••••• L••	Independent wealth	Mar 24, 2006	n/a	yes	Greenville, SC	Current employment
C•••••••• G••••• L••	n/a	Apr 2, 2009	Mar 25, 2013	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• L••	n/a	Mar 25, 2013	n/a	n/a	Departure no registered destination	Departure
C•••••••• G••••• M•••••• I•••	F•••••• D•• S••••••••• L••	Apr 4, 2006	Mar 24, 2006	-11

Relationships

Registered with (3)

→ F•••••• D•• S••••••••• L••Registered adviserregistration: current employment
Mar 24, 2006 to presentfactForm ADV
→ C•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 2, 2009 to Mar 25, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Mar 5, 1999 to Apr 4, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 5, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.