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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
GREENSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Oct 8, 2009 | n/a | yes | GREENSBURG, PA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 26, 2007 | Dec 31, 2007 | no | GREENSBURG, PA|GREENSBURG, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Dec 31, 2007 | Oct 8, 2009 | 647 | Firm change after gap | Wirehouse to ibd |