DFX Intelligence

B•••• C•••••• C••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B•••• C•••••• C••••

CRD 161634

NEW YORK, NY

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Search this name across graphsid dfx:ria:6a21688d-3b1f-2272-26bf-135d103309c5

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 2
Observed: Feb 14, 2012 to Mar 30, 2022
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• C•••••• C••••

Private equity manager · shared crd

Venture Capitalidentity

B•••• C•••••• C••••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $352M••• Locked
Discretionary RAUM: $352M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••• C••••••••• F••• •••••••• L•••	Private Equity Fund	$196M	May 18, 2012	84	Feb 14, 2012	dropped	n/a
B•••• C••••••••• F•••• L•••	Private Equity Fund	$19.7M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• H••••• G•	Partner	A	yes	12/1998	Feb 14, 2012	Mar 30, 2022
B••••• J•••• C•	PARTNER AND CHAIRMAN	E	yes	09/1995	Feb 14, 2012	Mar 30, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• C•••••• P••••••• I•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$352M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Relationships

Advises (6)

→ B•••• C••••••••• F••• I•• L•••Private fundPrivate Equity Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ B•••• C••••••••• F••• I• •••• L•••Private fundPrivate Equity Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ B•••• C••••••••• F••• I• •••••••• L•••Private fundPrivate Equity Fund, ERA, no longer reported
Feb 14, 2012 to Mar 26, 2018factForm ADV
→ B•••• C•••••• I••• L••

Dated events

Occurred
Jun 7, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 7, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-192M
Occurred
Jun 7, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 7, 2021
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a21688d-3b1f-2272-26bf-135d103309c5
First observed: Feb 14, 2012
Last observed: Mar 30, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.