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Advisor at VAULT WEALTH STRATEGIES, LLC
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VAULT WEALTH STRATEGIES, LLC | Former SEC adviser | Jul 31, 2017 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Aug 22, 2016 | Aug 3, 2017 | no | Plano, TX|OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | VAULT WEALTH STRATEGIES, LLC | Aug 3, 2017 | Jul 31, 2017 | -3 | Firm change | Other |