D•••• J•• P•••

Advisor at I•• W••••• M••••••••• L••

HENDERSON, CO | CHICAGO, IL

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Search this name across graphsid dfx:ria:6a375cc1-1a4b-d724-5111-27c445635f57

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Jun 25, 2019	n/a	yes	CHICAGO, IL\|HENDERSON, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 15, 2010	n/a	yes	HENDERSON, CO	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	L•• F•••••••• L••	Jan 20, 2010	Jan 15, 2010	-5	Firm change	Other

Relationships

Registered with (3)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 25, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 15, 2010 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 28, 2006 to Jan 20, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a375cc1-1a4b-d724-5111-27c445635f57
First observed: Sep 28, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.