DFX Intelligence
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Reading the graph
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Advisor at C••••••• P•••••••
OVERLAND PARK, KS | Greenville, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P••••••• | Independent wealth | Oct 2, 2023 | n/a | yes | Greenville, DE|OVERLAND PARK, KS | Current employment |
| D•••••• • T•••••• L••••• | Former SEC adviser | Jan 3, 2018 | Oct 6, 2023 | no | WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••••• • T•••••• L••••• | C••••••• P••••••• | Oct 6, 2023 | Oct 2, 2023 | -4 | Firm change | RIA to RIA |
| C•••••••• I••••••••• R•••••••• I••• | D•••••• • T•••••• L••••• | Oct 1, 2004 | Feb 10, 2004 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 127816:105348:DE:2023-10-06 | Oct 6, 2023 | Oct 2, 2023 | WILMINGTON, DE | Firm change |
| D•••••• • T•••••• L••••• | Former SEC adviser | Feb 10, 2004 | Dec 31, 2017 | no | WILMINGTON, DE | Previous registration |
| C•••••••• I••••••••• R•••••••• I••• | n/a | Apr 17, 2000 | Oct 1, 2004 | no | WILMINGTON, DE | Previous registration |
| -234 |
| Firm change after gap |
| Other |