DFX Intelligence

H••••• H••••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

H••••• H••••• C•••••• M••••••••• L•••

CRD 285401

BOCA RATON, FL

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Data as of Jul 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 18
On other graphs: 3
Observed: Jun 17, 2019 to Jul 13, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

H••••• H••••• C•••••• M••••••••• L•••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

H••••• H••••• C•••••• M••••••••• L•••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

H••••• H••••• C•••••• M••••••••• L•••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 32

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••• H••••• C•••••• P••••••• C••••••••• F•••• L•••	Private Equity Fund	$892M	Jul 13, 2026	30	Jul 13, 2026	reported	021-544429
H••••• H••••• C•••••• P••••••• I••••• L•••	Private Equity Fund	$513M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• D••••• A••••	Partner	C	yes	01/2017	Jun 17, 2019	Sep 4, 2024
B••••• D••••• A••••	Partner	C	yes	01/2017	Jun 17, 2019	Sep 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••• H••••• C•••••• P••••••• G• I• L•••	n/a	n/a	n/a	N	yes	n/a
H••••• H••••• C•••••• P••••••• G• I•• L•••	n/a	n/a	n/a	N	yes	n/a
H••••• H••••• C•••••• P••••••• G• I••• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$2.1B	4.5%	$768M	43.0%	32	27	0	0

Relationships

Advises (9)

→ H••••• H••••• C•••••• P••••••• I••••• L•••Private fundPrivate Equity Fund, IA
Jul 13, 2026 to presentfactForm ADV
→ H••• I• S••••• Q••• L•••Private fundPrivate Equity Fund, IA
Jul 13, 2026 to presentfactForm ADV
→ H••••• H••••• C•••••• P••••••• I•• L•••Private fundPrivate Equity Fund, IA
Mar 18, 2022 to presentfactForm ADV
→ H••• I• S••••• Q••• L•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 13, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$1.2B
Occurred
Jul 13, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Jul 13, 2026
Ria ownership band change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 17, 2019
Last observed: Jul 13, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.