DFX Intelligence

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RIA / WealthAdvisor12 years in industry

ROBERT A MCCARTY

Advisor at EP WEALTH ADVISORS

Exton, PA | TORRANCE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a3dbef7-ac1b-6fe6-626a-8b43c049259f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: May 7, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Robert a Mccarty

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Apr 2, 2015
First registration: May 7, 2015
Dual registered: no
IAPD individual key: 6463096

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Nov 22, 2024	n/a	yes	Exton, PA\|TORRANCE, CA	Current employment
WARREN FINANCIAL SERVICE	Former SEC adviser	May 7, 2015	Dec 22, 2022	no	KENNESAW, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WARREN FINANCIAL SERVICE	EP WEALTH ADVISORS	Dec 22, 2022	Nov 22, 2024	701	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Nov 22, 2024 to presentfactForm ADV
→ WARREN FINANCIAL SERVICERegistered adviserregistration: previous registration
May 7, 2015 to Dec 22, 2022factForm ADV

Dated events

Occurred
Dec 22, 2022
Advisor changed firm
Robert A Mccarty left Warren Financial Service for Ep Wealth Advisors (registered 2024-11-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a3dbef7-ac1b-6fe6-626a-8b43c049259f
First observed: May 7, 2015
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT A MCCARTY

Advisor at EP WEALTH ADVISORS

Exton, PA | TORRANCE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a3dbef7-ac1b-6fe6-626a-8b43c049259f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

EP WEALTH ADVISORS

Independent wealth

Nov 22, 2024

n/a

yes

Exton, PA|TORRANCE, CA

Current employment

WARREN FINANCIAL SERVICE

Former SEC adviser

May 7, 2015

Dec 22, 2022

KENNESAW, GA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WARREN FINANCIAL SERVICE

EP WEALTH ADVISORS

Dec 22, 2022

Nov 22, 2024

701

Firm change after gap

RIA to RIA