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Advisor at HARBORVIEW CAPITAL MANAGEMENT LLC
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARBORVIEW CAPITAL MANAGEMENT LLC | State registered | May 8, 2024 | n/a | yes | SARASOTA, FL | Current employment |
| HARBORVIEW CAPITAL MANAGEMENT LLC | State registered | Apr 13, 2011 | Dec 17, 2018 | no | SARASOTA, FL | Previous registration |
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | Jul 23, 2009 | Jun 17, 2010 | no | WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A.G.P / ALLIANCE GLOBAL PARTNERS | HARBORVIEW CAPITAL MANAGEMENT LLC | Jun 17, 2010 | Apr 13, 2011 | 300 | Firm change | Other |