DFX Intelligence

K•••••••• L••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

K•••••••• L••••• L•••••

Advisor at M•• S••••••••• L••

San Francisco, CA

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Search this name across graphsid dfx:ria:6a6ec527-4cfd-fa6d-28f5-5e2a6f440960

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	May 8, 2025	n/a	yes	San Francisco, CA	Current employment
N••••••• R••••••••• S•••••••• I•••	Institutional manager	Sep 21, 2023	Sep 16, 2024	no	Sa Bruno, CA\|SAN MATEO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• R••••••••• S•••••••• I•••	M•• S••••••••• L••	Sep 16, 2024	May 8, 2025	234	Firm change	Other
W•••• I••••••••• A•••••••• L••	N••••••• R••••••••• S•••••••• I•••	Sep 7, 2023	Sep 21, 2023

Relationships

Registered with (4)

→ M•• S••••••••• L••Registered adviserregistration: current employment
May 8, 2025 to presentfactForm ADV
→ N••••••• R••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 21, 2023 to Sep 16, 2024factForm ADV
→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 25, 2018 to Sep 7, 2023factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Sep 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a6ec527-4cfd-fa6d-28f5-5e2a6f440960
First observed: Nov 17, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.