DFX Intelligence

M•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••• B•••••••••

Advisor at P•••••••• A•••• M•••••••••

Los Angeles, CA

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Search this name across graphsid dfx:ria:6a6fe0ae-3e92-f7e4-352a-0a58a207386e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••• M•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••• M•••••••••	Other adviser	Feb 13, 2025	n/a	yes	Los Angeles, CA	Current employment
A••• I••••• A•••••••	Independent wealth	Oct 7, 2021	May 6, 2024	no	Los Angeles, CA\|CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• I••••• A•••••••	P•••••••• A•••• M•••••••••	May 6, 2024	Feb 13, 2025	283	Firm change	Other
R•• C•••••• M••••••• L••	A••• I••••• A•••••••	May 25, 2021	Oct 7, 2021

Relationships

Registered with (3)

→ P•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Feb 13, 2025 to presentfactForm ADV
→ A••• I••••• A•••••••Registered adviserregistration: previous registration
Oct 7, 2021 to May 6, 2024factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jul 24, 2020 to May 25, 2021factForm ADV

Dated events

Occurred
May 6, 2024
Advisor changed firm
M•••• B••••••••• left A••• I••••• A••••••• for P•••••••• A•••• M••••••••• (registered 2025-02-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a6fe0ae-3e92-f7e4-352a-0a58a207386e
First observed: Jul 24, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.