DFX Intelligence

Data Factory

M•••••• T••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

M•••••• T••••• P•••••••

Advisor at T•• A•••••••• I•••

El Dorado Hills, CA | SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a6ff459-acc9-5a70-8c7d-6fdd17ee21c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Jan 12, 2026	n/a	yes	El Dorado Hills, CA\|SUMMIT, NJ	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	Jan 16, 2026	no	EL DORADO HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	T•• A•••••••• I•••	Jan 16, 2026	Jan 12, 2026	-4	Firm change	Ibd to ibd
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024	Jan 19, 2024

Relationships

Registered with (6)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 19, 2024 to Jan 16, 2026factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2019 to Jan 19, 2024factForm ADV
→ Q•••••• A•••• M••••••••• I•••

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
M•••••• T••••• P••••••• left O•••• W•••••• I••• for T•• A•••••••• I••• (registered 2026-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a6ff459-acc9-5a70-8c7d-6fdd17ee21c6
First observed: Nov 8, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.