DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

BRADLEY S LAY

Advisor at STONEX ADVISORS INC.

BIRMINGHAM, AL | Franklin, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6a747b80-3077-462f-e7dd-f2e4fb11cfc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 12, 2003
First registration: Feb 12, 2004
Dual registered: yes, broker-dealer
Other names: Brad Lay
IAPD individual key: 4633746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Sep 11, 2019	n/a	yes	BIRMINGHAM, AL\|Franklin, TN	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Sep 12, 2019	no	FAYETTEVILLE, TN\|COLUMBIA, TN\|NASHVILLE, TN\|FAYETTEVILLE, TN	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 13, 2007	Feb 13, 2013	no	FAYETTEVILLE, TN\|FAYETTEVILLE, TN\|DOVER, TN\|TULLAHOMA, TN\|NASHVILLE, TN\|COLUMBIA, TN	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Feb 12, 2004	Feb 13, 2007	no	COLUMBIA, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	STONEX ADVISORS INC.	Sep 12, 2019	Sep 11, 2019	-1	Firm change	Ibd to ibd
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	MORGAN KEEGAN & COMPANY, LLC	Feb 13, 2007	Feb 13, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Sep 11, 2019 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Sep 12, 2019factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 13, 2007 to Feb 13, 2013factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Feb 12, 2004 to Feb 13, 2007factForm ADV

Dated events

No dated event names this entity yet.