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Advisor at PROSPERA FINANCIAL SERVICES, INC.
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Mar 4, 2021 | n/a | yes | Cincinnati, OH | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Sep 1, 2016 | Mar 3, 2021 | no | CINCINNATI, OH | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Jan 24, 2003 | Sep 1, 2016 | no | CINCINNATI, OH|CINCINNATI, OH|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | PROSPERA FINANCIAL SERVICES, INC. | Mar 3, 2021 | Mar 4, 2021 | 1 | Firm change | Ibd to RIA |
| VSR ADVISORY SERVICES | SUMMIT FINANCIAL GROUP INC | Sep 1, 2016 | Sep 1, 2016 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:10740:OH:2021-03-03 | Mar 3, 2021 | Mar 4, 2021 | CINCINNATI, OH | Firm change |