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Advisor at CETERA INVESTMENT ADVISERS LLC
ALTAMONTE SPRINGS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 4, 2015 | n/a | yes | ALTAMONTE SPRINGS, FL | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Nov 25, 2013 | Mar 12, 2015 | no | ALTAMONTE SPRINGS, FL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 5, 2008 | Oct 23, 2013 | no | ALTAMONTE SPRINGS, FL|ORLANDO, FL|LONGWOOD, FL|WINTER SPRINGS, FL | Previous registration |
| ATLANTIS WEALTH MANAGEMENT | Former SEC adviser | Sep 13, 2007 | Mar 26, 2008 | no | Ajijic | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | CETERA INVESTMENT ADVISERS LLC | Mar 12, 2015 | Mar 4, 2015 | -8 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Oct 23, 2013 | Nov 25, 2013 | 33 | Firm change | Other |
| ATLANTIS WEALTH MANAGEMENT | EQUITABLE ADVISORS, LLC | Mar 26, 2008 | Jun 5, 2008 | 71 | Firm change | Other |