DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
AMARILLO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 25, 2023 | n/a | yes | AMARILLO, TX | Current employment |
| I•• G•••• W••••• M••••••••• L•• | Former SEC adviser | Jan 10, 2022 | Oct 31, 2023 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•• G•••• W••••• M••••••••• L•• | L•• F•••••••• L•• | Oct 31, 2023 | Oct 25, 2023 | -6 | Firm change | RIA to ibd |
| S••• G••••• I••••••••• L•• | I•• G•••• W••••• M••••••••• L•• | Dec 23, 2021 | Jan 10, 2022 |
| S••• G••••• I••••••••• L•• | Other adviser | Jul 25, 2014 | Dec 23, 2021 | no | DURANGO, CO | Previous registration |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Jul 3, 2013 | May 27, 2014 | no | SAN DIEGO, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 27, 2013 | May 21, 2013 | no | PHOENIX, AZ | Previous registration |
| 18 |
| Firm change |
| RIA to RIA |
| F•••• A••••• A••••••• S•••••••• I••• | S••• G••••• I••••••••• L•• | May 27, 2014 | Jul 25, 2014 | 59 | Firm change | Other |
| L•• F•••••••• L•• | F•••• A••••• A••••••• S•••••••• I••• | May 21, 2013 | Jul 3, 2013 | 43 | Firm change | Other |