DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• S••••••••• L••
Schaumburg, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• S••••••••• L•• | No RAUM reported | Jul 1, 2025 | n/a | yes | Schaumburg, IL | Current employment |
| I•• W••••• M••••••••• L•• | Bd affiliated wealth | Apr 8, 2025 | Jul 11, 2025 | no | Deer Park, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•• W••••• M••••••••• L•• | M•• S••••••••• L•• | Jul 11, 2025 | Jul 1, 2025 | -10 | Firm change | Other |
| P••••• F•••••••• S•••••••• L•• | I•• W••••• M••••••••• L•• | Apr 9, 2025 | Apr 8, 2025 |
| P••••• F•••••••• S•••••••• L•• | Former SEC adviser | Oct 11, 2016 | Apr 9, 2025 | no | DEER PARK, IL|DEER PARK, IL|Dallas, TX|DEER PARK, IL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Sep 12, 2014 | Sep 30, 2016 | no | SCHAUMBURG, IL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jun 14, 2011 | Sep 15, 2014 | no | SCHAUMBURG, IL | Previous registration |
| -1 |
| Firm change |
| Other |
| R•••••• J•••• • A••••••••• I••• | P••••• F•••••••• S•••••••• L•• | Sep 30, 2016 | Oct 11, 2016 | 11 | Firm change | Other |
| W•••• F•••• A••••••• | R•••••• J•••• • A••••••••• I••• | Sep 15, 2014 | Sep 12, 2014 | -3 | Firm change | Wirehouse to ibd |