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Advisor at FIRST FINANCIAL GROUP
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL GROUP | Independent wealth | Jul 10, 2012 | n/a | yes | RALEIGH, NC | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 1, 2004 | Jul 9, 2012 | no | RALEIGH, NC|RALEIGH, NC | Previous registration |
| IFG ADVISORY SERVICES INC | n/a | May 6, 2003 | Jan 1, 2004 | no | RALEIGH, NC | Previous registration |
| WADDELL & REED | Former SEC adviser | Apr 3, 2003 | May 6, 2003 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | FIRST FINANCIAL GROUP | Jul 9, 2012 | Jul 10, 2012 | 1 | Firm change | Other |
| IFG ADVISORY SERVICES INC | CETERA ADVISORS LLC | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |
| WADDELL & REED | IFG ADVISORY SERVICES INC | May 6, 2003 | May 6, 2003 | 0 | Firm change | Other |