DFX Intelligence
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Reading the graph
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Advisor at A••••• W•••••
WEST HARTFORD, CT | Lenox, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• W••••• | Independent wealth | Mar 20, 2017 | n/a | yes | Lenox, MA|WEST HARTFORD, CT | Current employment |
| S••••••• P••••••• | Independent wealth | Mar 20, 2017 | Feb 6, 2019 | no | Lenox, MA|GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••• P••••••• | A••••• W••••• | Feb 6, 2019 | Mar 20, 2017 | -688 | Firm change after gap | Other |
| W• S••••••••• I•• | A•• I••••••••• P••••••• • M••••••••• I•• | Mar 2, 2017 | Sep 28, 2004 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120982:171106:CT:2019-02-05 | Feb 6, 2019 | Mar 20, 2017 | GLASTONBURY, CT | Firm change after gap |
| A•• I••••••••• P••••••• • M••••••••• I•• | Former SEC adviser | Sep 28, 2004 | Mar 2, 2017 | no | LENOX, MA | Previous registration |
| W• S••••••••• I•• | Former SEC adviser | Oct 3, 1999 | Mar 2, 2017 | no | LENOX, MA | Previous registration |
| -4,538 |
| Firm change after gap |
| Other |
| A•• I••••••••• P••••••• • M••••••••• I•• | S••••••• P••••••• | Mar 2, 2017 | Mar 20, 2017 | 18 | Firm change | Other |