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Advisor at WELLS FARGO ADVISORS
WESTLAKE, OH | CLEVELAND, OH | WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | n/a | yes | WESTLAKE, OH|WALNUT CREEK, CA|CLEVELAND, OH | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 8, 2008 | Jan 3, 2011 | no | WALNUT CREEK, CA|DANVILLE, CA|DANVILLE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 22, 2008 | May 1, 2008 | no | ROSEVILLE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 16, 2005 | Apr 28, 2008 | no | UNION CITY, CA|SAN LORENZO, CA|DUBLIN, CA|DUBLIN, CA|CONCORD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | WELLS FARGO INVESTMENTS, LLC | May 1, 2008 | May 8, 2008 | 7 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Apr 28, 2008 | Apr 22, 2008 | -6 | Firm change | Other |