DFX Intelligence

D••• S•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

D••• S•••••• F••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Glen Allen,, VA | Midlothian, VA

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Search this name across graphsid dfx:ria:6ab331bd-d5f5-ffc3-b045-3777e404d780

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 17, 2025	n/a	yes	Glen Allen,, VA\|Midlothian, VA	Current employment
B•••••• C•••••• M•••••••••	Former SEC adviser	Jul 8, 2020	Jun 21, 2024	no	Mechanicsville, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• C•••••• M•••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 21, 2024	Dec 17, 2025	544	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ B•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jul 8, 2020 to Jun 21, 2024factForm ADV

Dated events

Occurred
Jun 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ab331bd-d5f5-ffc3-b045-3777e404d780
First observed: Jul 8, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.