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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)41 years in industry

WOODROW WILSON WILLEY

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

Holmdel, NJ | Annapolis, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6abef2b3-10c0-d303-d008-582a3baf9c65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S65|S63
First exam: Nov 19, 1998
First registration: Oct 4, 2004
Dual registered: yes, broker-dealer
Other names: WOODY WILLEY|WOODROW WILSON WILLEY
IAPD individual key: 2924280

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Apr 1, 2025	n/a	yes	Holmdel, NJ\|Annapolis, MD	Current employment
ARETE WEALTH ADVISORS, LLC	Bd affiliated wealth	Dec 14, 2012	Apr 1, 2025	no	CHICAGO, IL\|ANNAPOLIS, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Oct 4, 2004	Dec 14, 2012	no	WHEATON, MD\|WHEATON, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARETE WEALTH ADVISORS, LLC	A.G.P / ALLIANCE GLOBAL PARTNERS	Apr 1, 2025	Apr 1, 2025	0	Firm change	Ibd to RIA
H. BECK, INC.	ARETE WEALTH ADVISORS, LLC	Dec 14, 2012	Dec 14, 2012	0	Firm change	Other

Relationships

Registered with (3)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ ARETE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 14, 2012 to Apr 1, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Oct 4, 2004 to Dec 14, 2012factForm ADV

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
Woodrow Wilson Willey left Arete Wealth Advisors, Llc for A.G.P / Alliance Global Partners (registered 2025-04-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6abef2b3-10c0-d303-d008-582a3baf9c65
First observed: Oct 4, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WOODROW WILSON WILLEY

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

Holmdel, NJ | Annapolis, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6abef2b3-10c0-d303-d008-582a3baf9c65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

A.G.P / ALLIANCE GLOBAL PARTNERS

Independent wealth

Apr 1, 2025

n/a

yes

Holmdel, NJ|Annapolis, MD

Current employment

ARETE WEALTH ADVISORS, LLC

Bd affiliated wealth

Dec 14, 2012

Apr 1, 2025

CHICAGO, IL|ANNAPOLIS, MD

Previous registration

H. BECK, INC.

Former SEC adviser

Oct 4, 2004

Dec 14, 2012

WHEATON, MD|WHEATON, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ARETE WEALTH ADVISORS, LLC

A.G.P / ALLIANCE GLOBAL PARTNERS

Apr 1, 2025

Firm change

Ibd to RIA

H. BECK, INC.

ARETE WEALTH ADVISORS, LLC

Dec 14, 2012

Firm change

Other