DFX Intelligence

H• A••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H• A••••••• G••••• L••

CRD 309051

ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:6abf8fb8-f3da-ac70-6cb3-42ad1aec8dcc

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 28, 2022 to Mar 10, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $322M••• Locked
Discretionary RAUM: $322M
Private client RAUM: $322Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $161Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••••• R••••••• D•••••	n/a	ANNAPOLIS, MD \| Lake Forest, CA	5	14	4	no
R•••••• L•• H•••••	Certified Financial Planner	ANNAPOLIS, MD	5	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• R••••••• L••	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	01/2009	Apr 28, 2022	Nov 11, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$322M	$250M	28.4%	$136M	33.4%	6	6	1	1

Relationships

Registered with (4)

← R•••••• L•• H•••••Advisorregistration: current employment
Apr 22, 2021 to presentfactForm ADV
← M••••••• R••••••• D•••••Advisorregistration: current employment
Mar 24, 2021 to presentfactForm ADV
← C•••• A••••• T••••Advisorregistration: previous registration
Sep 3, 2024 to Feb 20, 2025factForm ADV
← S••••• L•• S••••••

Dated events

Occurred
Feb 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 28, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6abf8fb8-f3da-ac70-6cb3-42ad1aec8dcc
First observed: Apr 28, 2022
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.