DFX Intelligence

K•••• • C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

K•••• • C••••••• L•••

CRD 131471

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ac9a7f5-8848-7720-3a86-4fe061ad10da

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 94
Dated events: 11
On other graphs: 3
Observed: Feb 14, 2012 to Apr 30, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K•••• • C••••••• L•••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

K•••• • C••••••• L•••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

K•••• • C••••••• L•••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $14B••• Locked
Discretionary RAUM: $14B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 64

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K•••• I••••••••• A••••••••• X• L•••	Private Equity Fund	$4.7B	Apr 24, 2024	149	Mar 29, 2019	reported	021-307463
K•••• I••••••••• A••••••••• X•• L•••	Private Equity Fund	$3.5B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• A•••• L•••	LIMITED PARTNER AND MANAGING DIRECTOR	Na	yes	01/2014	Mar 30, 2015	Apr 24, 2024
A••••• H•••••• C••••	LIMITED PARTNER	Na	yes	01/2014	Mar 30, 2015	Apr 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•••• G• I• ••••••••• L•••	n/a	n/a	n/a	N	yes	n/a
K•••• G• I•• L•••	n/a	n/a	n/a	N	yes	n/a
K•••• G• V••• L•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$17B	-14.1%	$15B	-2.2%	64	62	0	0

Relationships

showing 80 of 94

Advises (55)

→ K•••• INVESTMENT ASSOCIATES VII, L.P.Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ K•••• I••••••••• A••••••••• X•• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ K•• V•• L••Private fundPrivate Equity Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ K•••• X• P•• C••••••••• L•••

Dated events

Occurred
Mar 28, 2024
Control person joined
Charles William Frayer (Limited Partner And Managing Director) appeared on Schedule A of K•••• • C••••••• L•••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
K•••• • C••••••• L••• reported RAUM $14.1B, up 35% from $10.4B (2021-04-30 to 2022-03-31)
Form ADVobserved 7 days ago
$3.7B
Occurred
Mar 31, 2022
Control person joined
Gilmartin Beth Neumann (Limited Partner And Managing Director) appeared on Schedule A of K•••• • C••••••• L•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ac9a7f5-8848-7720-3a86-4fe061ad10da
First observed: Feb 14, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (21)

← G•••••••• M••••••• B•OwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← B•••••• P•••••• E•••••OwnerLIMITED PARTNER, MANAGING DIRECTOR AND CHAIRMAN, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← A••••••••• A•••• L•••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← C••••••• C••••••••• L•••••••OwnerLIMITED PARTNER AND MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← M••••• C•••••• M••••••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← O••••••• S••••••• D• J••••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← K••••••• J•••••• M•••OwnerLIMITED PARTNER, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 30, 2021 to Apr 24, 2024factForm ADV
← N••••••• F••••• T••••••••OwnerSHAREHOLDER, ownership code C, individual
Feb 14, 2012 to Apr 24, 2024factForm ADV
← M•••••• H••••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← C••••••• J••••• J•OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Feb 14, 2012 to Apr 24, 2024factForm ADV
← M•••••• H•••••• A•OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← E•••••••• M••••••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2016 to Apr 24, 2024factForm ADV
← N••••••• M••••••• P•OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Apr 29, 2020 to Apr 24, 2024factForm ADV
← W••• W••••••OwnerLIMITED PARTNER, MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 8, 2019 to Apr 24, 2024factForm ADV
← H•••••••• A•••• J••••••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 29, 2019 to Apr 24, 2024factForm ADV
← F•••••• W••••••• C••••••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2024 to Apr 24, 2024factForm ADV
← W•••• T•••••• R•••••OwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← M•••••••• G•••••• E•••••OwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← W••••••••• D••••• I••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← B••••• F••••• K•••••••OwnerLIMITED PARTNER AND MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV
← L••••••• F••••• J•••OwnerLIMITED PARTNER AND MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2015 to Apr 24, 2024factForm ADV