DFX Intelligence

S•••••• H••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

S•••••• H••••• G••••••••

Advisor at V••••••• A•••••••• I•••

MALVERN, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Jul 31, 2022	n/a	yes	MALVERN, PA	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Aug 29, 2018	Jul 11, 2022	no	LANGHORNE, PA\|CONSHOHOCKEN, PA\|CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	V••••••• A•••••••• I•••	Jul 11, 2022	Jul 31, 2022	20	Firm change	Ibd to ibd
E•• F•••••••• A•••••••	C••••••• S••••••••• I•••	Jul 23, 2018	Aug 29, 2018

Relationships

Registered with (4)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 31, 2022 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 29, 2018 to Jul 11, 2022factForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
May 15, 2018 to Jul 23, 2018factForm ADV
→ Q•••••• T••••••••• A•••• M•••••••••Registered adviser

Dated events

Order

Occurred
11 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 20, 2009
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.