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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 10b 100b

CITIZENS SECURITIES, INC.

CRD 39550

JOHNSTON, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:680ee3a0-a58e-aaf1-7f13-11e5fb6a0360

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2,317
Dated events: 40
On other graphs: 0
Observed: Mar 30, 2012 to Sep 3, 2026
69 observations

Right now

2 signals name this record (all ria / wealth signals)

#1NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

2 advisors left Citizens Securities, Inc. (Wynnewood, PA) for Wells Fargo Advisors within 5 days

Dated 2026-09-03 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

WELLS FARGO ADVISORS · destination firm

Advisor Recruiting IntelligenceSep 3, 2026 · seen 5 days ago

#2NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

3 advisors left Morgan Stanley (Santa Monica, CA) for Citizens Securities, Inc. on the same day

Dated 2026-06-18 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

CITIZENS SECURITIES, INC. · destination firm

Advisor Recruiting IntelligenceJun 18, 2026 · seen 5 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=456.0
Regulatory AUM: $13BItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $13BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 782
RAUM per advisor: $16.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 471
Advisory employees: 454
Offices: 993Schedule D 1.F, beyond the principal office
Accounts: 60,545
Individual clients: 60,118
High net worth clients: 44
SEC number: 801-61902
CRD: 39550
Filings on the tape: 69
First filed: Mar 30, 2012
Latest filed: Sep 3, 2026
Organised: Corporation, RI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 706

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARY O COLLINS	n/a	JOHNSTON, RI \| SMITHFIELD, RI	27	31	n/a	yes
CHARLES GILBERT KUNZELMAN	Certified Financial Planner	EAST HAVEN, CT \| JOHNSTON, RI \| HAMDEN, CT	25	27	n/a	yes
HINESH R MODI	n/a	CONSHOHOCKEN, PA \| LEWES, DE \| DOVER, DE	23	27	n/a	yes
DANIEL R LAVEZOLI	n/a	PITTSBURGH, PA \| MONROEVILLE, PA	23	26	n/a	yes
MICHAEL PATRICK MCKEEVER	n/a	CONSHOHOCKEN, PA \| HORSHAM, PA	23	27	n/a	yes
WILLIAM JOHN KELLER	n/a	LANSDALE, PA \| CONSHOHOCKEN, PA	23	26	n/a	yes
YING HENG LIANG STICKEL	n/a	BENSALEM, PA \| CONSHOHOCKEN, PA \| MORRISVILLE, PA \| PHILADELPHIA, PA	23	27	n/a	yes
MATTHEW DOUGLAS LORD	Certified Financial Planner	Woburn, MA \| EXETER, NH	21	26	1	yes
BRIAN SCOTT VALCOURT	n/a	JOHNSTON, RI \| SMITHFIELD, RI	20	21	n/a	yes
DAVID WILLIAM NEMECEK	n/a	MONROEVILLE, PA \| SEWICKLEY, PA	20	36	n/a	yes
BRIAN PHILIP HAYNER	n/a	ROCHESTER, NY \| SYRACUSE, NY	19	36	n/a	yes
DAVID JAY COLWELL	n/a	Alliance, OH \| CLEVELAND, OH	19	29	n/a	yes
GABRIEL NICHOLAS DEFEO	n/a	LINCOLN, RI \| PAWTUCKET, RI \| JOHNSTON, RI	19	28	2	yes
JOHN WILLIAM FOSTER	Certified Financial Planner	W. ROXBURY, MA \| JOHNSTON, RI	19	29	n/a	yes
DAVID B CRISS	n/a	WESTLAKE, OH \| Alliance, OH \| CLEVELAND, OH \| BAY VILLAGE, OH	19	20	n/a	yes
MICHAEL STEPHEN LEONE	n/a	WOBURN, MA \| MALDEN, MA \| CHELSEA, MA \| JOHNSTON, RI	18	32	2	yes
DARLENE SIMARD DICKSON	Certified Financial Planner	Woburn, MA \| MANCHESTER, NH	18	28	2	yes
JOSHUA PERRY DAVIS	Certified Financial Planner	E. PROVIDENCE, RI \| JOHNSTON, RI	18	29	2	yes
NITA D AMIN	n/a	RICHBORO, PA \| PHILADELPHIA, PA \| CONSHOHOCKEN, PA	18	26	n/a	yes
KEVIN REIGH SHOPE	n/a	BOARDMAN, OH \| JOHNSTON, RI	18	21	2	yes
TOWERA VANESSA GONDWE	n/a	WESTWOOD, MA	18	24	n/a	yes
JOSHUA DAVID GIULIANO	Certified Financial Planner	JOHNSTON, RI \| PALM BEACH, FL	17	21	1	yes
ERIC JOHN DOCHERTY	n/a	WARRENDALE, PA \| MONROEVILLE, PA	17	28	1	yes
JAYSON LAURENCE SPRING	Certified Financial Planner	Woburn, MA \| HAMPTON, NH	17	29	2	yes
MICHAEL SANTIFORT	n/a	CONSHOHOCKEN, PA	17	24	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARNOLD, CHAD	COO WEALTH, EXECUTIVE VICE PRESIDENT	Na	yes	02/2023	Mar 17, 2023	Mar 15, 2024
CARVALHO, KEVIN JOHN	CHIEF FINANCIAL OFFICER	Na	yes	06/2016	Jun 14, 2016	Mar 15, 2024
CHERNY, MICHAEL	HEAD OF CITIZENS SECURITIES, INC.	Na	yes	03/2024	Mar 15, 2024	Mar 15, 2024
CITIZENS BANK, N.A.	DIRECT OWNERSHIP	E	yes	06/2015	Oct 20, 2015	Mar 15, 2024
CITIZENS FINANCIAL GROUP, INC.	DIRECT SHAREHOLDER	E	yes	05/2005	Mar 30, 2012	Mar 15, 2024
SHORE, DAVID HOWARD	CHIEF COMPLIANCE OFFICER	Na	yes	10/2018	Jan 25, 2019	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CLARFELD FINANCIAL ADVISORS, LLC	n/a	Bd affiliated wealth	$17B	N	yes	n/a
HARVEST CAPITAL STRATEGIES LLC	n/a	Former SEC adviser	$1.1M	N	yes	n/a
CITIZENS BANK N.A.	n/a	n/a	n/a	Y	yes	n/a
CITIZENS INVESTMENT ADVISORS	n/a	Former SEC adviser	n/a	N	yes	n/a
CITIZENS JMP SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
ESTATE PRESERVATION SERVICES LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FORT WASHINGTON	Pa	United States	90	yes
Hudson	Nh	United States	72	yes
WEST PALM BEACH	FL	United States	68	yes
Syracuse	NY	United States	59	yes
Monroeville	Pa	United States	52	yes
Albany	NY	United States	51	yes
Woburn	Ma	United States	38	yes
Fairlawn	Oh	United States	38	yes
ROCKY RIVER	Oh	United States	28	yes
CLINTON TOWNSHIP	Mi	United States	22	yes
Pittsburgh	Pa	United States	18	yes
Columbus	Oh	United States	17	no
Hudson	Ma	United States	14	yes
Johnston	Ri	United States	13	no
Irving	TX	United States	12	yes
NEW YORK	NY	United States	9	no
SAN FRANCISCO	CA	United States	7	yes
Pittsburgh	Pa	United States	7	yes
Naples	FL	United States	6	yes
Philadelphia	Pa	United States	6	yes
Boston	Ma	United States	5	yes
Boston	Ma	United States	5	yes
Southfield	Mi	United States	5	yes
Northfield	Oh	United States	5	yes
Warrendale	Pa	United States	4	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026	$13B	$0	471	454	993	n/a	n/a
2024	Feb 13, 2025	$9.2B	$0	418	400	1,022	n/a	n/a
2023	Mar 15, 2024	$7.3B	$0	613	380	1,059	n/a	n/a
2022	Mar 17, 2023	$7.0B	$0	613	380	1,059	n/a	n/a
2021	Mar 31, 2022	$7.7B	$0	732	390	1,059	n/a	n/a
2020	Mar 31, 2021	$6.6B	$0	720	408	1,059	n/a	n/a
2019	Mar 30, 2020	$5.3B	$0	982	423	1,059	n/a	n/a
2018	Mar 29, 2019	$3.6B	$0	1,481	404	1,165	n/a	n/a
2017	Mar 30, 2018	$3.6B	$0	1,469	805	1,165	n/a	n/a
2016	Mar 29, 2017	$2.8B	$0	1,096	344	n/a	n/a	n/a
2015	Mar 30, 2016	$27B	$0	710	302	n/a	n/a	n/a
2014	Mar 31, 2015	$2.6B	$0	710	302	n/a	n/a	n/a
2013	Mar 31, 2014	$2.3B	$0	658	295	n/a	n/a	n/a
2012	Apr 1, 2013	$1.7B	$0	658	295	n/a	n/a	n/a
2011	Mar 30, 2012	$1.2B	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
92	54	38	6.9%	29	18	0	298	204

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$13B	$9.2B	40.1%	$7.0B	22.7%	471	418	993	1,022

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction; showing 20 of 56

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	2	Sep 3, 2026	Sep 4, 2026	NARBERTH, PA	Team lift out	Ibd to wirehouse	0.3%
MORGAN STANLEY	2	Jul 14, 2026	Jul 14, 2026	CHESTNUT HILL, MA	Team lift out	Ibd to wirehouse	0.3%
WELLS FARGO ADVISORS	2	Jun 16, 2026	Jul 14, 2026	ALBANY, NY	Team lift out	Ibd to wirehouse	0.3%
J.P. MORGAN SECURITIES LLC	2	Jul 11, 2024	Oct 31, 2025	CONSHOHOCKEN, PA	Team lift out	Ibd to wirehouse	0.3%
LPL FINANCIAL LLC	2	Oct 16, 2023	Oct 17, 2023	SOUTH PLAINFIELD, NJ	Team lift out	Ibd to ibd	0.4%
COMMONWEALTH FINANCIAL NETWORK	3	Jul 31, 2023	Jul 21, 2023	NEW KENSINGTON, PA	Team lift out	Ibd to ibd	0.6%
LPL FINANCIAL LLC	2	Jul 21, 2023	Jul 21, 2023	WEST MIFFLIN, PA	Team lift out	Ibd to ibd	0.4%
LPL FINANCIAL LLC	2	Jul 7, 2023	Oct 3, 2023	COLUMBUS, OH	Team lift out	Ibd to ibd	0.4%
WELLS FARGO ADVISORS	2	Jun 30, 2023	Jul 14, 2023	HUDSON, MA	Team lift out	Ibd to wirehouse	0.4%
TRUIST ADVISORY SERVICES, INC.	2	May 19, 2023	May 19, 2023	CONSHOHOCKEN, PA	Team lift out	Ibd to ibd	0.4%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Jan 20, 2023	Jan 20, 2023	HUDSON, MA	Team lift out	Ibd to ibd	0.4%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Jan 20, 2023	Jan 24, 2023	JOHNSTON, RI	Team lift out	Ibd to ibd	0.4%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Sep 20, 2022	Nov 21, 2022	WESTWOOD, MA	Team lift out	Ibd to wirehouse	0.4%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Aug 25, 2022	Sep 22, 2022	JOHNSTON, RI	Team lift out	Ibd to wirehouse	0.4%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Aug 1, 2022	Aug 16, 2022	PITTSBURGH, PA	Team lift out	Ibd to wirehouse	0.4%
KESTRA PRIVATE WEALTH SERVICES, LLC	3	Jul 1, 2022	Jul 7, 2022	BOSTON, MA	Team lift out	Ibd to ibd	0.6%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Jun 21, 2022	Jun 17, 2022	HUDSON, NH	Team lift out	Ibd to ibd	0.4%
WELLS FARGO ADVISORS	2	Jun 3, 2022	Jul 11, 2022	PHILADELPHIA, PA	Team lift out	Ibd to wirehouse	0.4%
AMERIPRISE FINANCIAL SERVICES, LLC	2	May 31, 2022	May 31, 2022	MARSHFIELD, MA	Team lift out	Ibd to ibd	0.4%
LPL FINANCIAL LLC	2	Apr 29, 2022	May 3, 2022	WILLIAMSVILLE, NY	Team lift out	Ibd to RIA	0.4%

Teams in

teams that arrived here from one firm together; showing 20 of 54

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SANTANDER SECURITIES	2	Jun 29, 2026	Jul 21, 2026	LEXINGTON, MA	Team lift out	Ibd to ibd	1.3%
MORGAN STANLEY	3	Jun 18, 2026	Jun 17, 2026	SANTA MONICA, CA	Team lift out	Wirehouse to ibd	0.0%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Apr 24, 2026	Jun 24, 2026	BORDENTOWN, NJ	Team lift out	Wirehouse to ibd	0.0%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	3	Jul 10, 2025	Apr 3, 2026	CRANSTON, RI	Team lift out	Wirehouse to ibd	0.0%
STRATEGIC ADVISERS LLC	2	Jul 3, 2025	Jul 29, 2025	BOSTON, MA	Team lift out	Ibd to ibd	0.0%
FLAGSTAR SECURITIES, INC.	4	Jun 26, 2025	Jun 24, 2025	NEW YORK, NY	Team lift out	RIA to ibd	11.8%
RBC CAPITAL MARKETS, LLC	2	Jun 17, 2025	Jun 12, 2025	BEVERLY HILLS, CA	Team lift out	Ibd to ibd	0.1%
LION STREET ADVISORS, LLC	2	Apr 23, 2025	May 11, 2026	BELLEVUE, WA	Team lift out	Ibd to ibd	1.5%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Mar 18, 2025	Apr 1, 2025	NEW YORK, NY	Team lift out	Wirehouse to ibd	0.0%
J.P. MORGAN SECURITIES LLC	2	Feb 10, 2025	Apr 16, 2025	NEW YORK, NY	Team lift out	Wirehouse to ibd	0.0%
RBC CAPITAL MARKETS, LLC	5	Jan 29, 2025	Jan 21, 2025	NAPLES, FL	Team lift out	Ibd to ibd	0.1%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Dec 16, 2024	Feb 21, 2025	PHILADELPHIA, PA	Team lift out	Wirehouse to ibd	0.0%
HSBC SECURITIES (USA) INC.	2	Oct 10, 2024	Oct 10, 2024	NEW HYDE PARK, NY	Team lift out	Ibd to ibd	0.7%
J.P. MORGAN SECURITIES LLC	3	Oct 2, 2024	Jan 13, 2025	CORONA, CA	Team lift out	Wirehouse to ibd	0.0%
J.P. MORGAN SECURITIES LLC	3	Jun 1, 2024	May 31, 2024	BOSTON, MA	Team lift out	Wirehouse to ibd	0.0%
J.P. MORGAN SECURITIES LLC	3	May 29, 2024	Jun 5, 2024	FOREST HILLS, NY	Team lift out	Wirehouse to ibd	0.0%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	5	Apr 26, 2024	Oct 24, 2024	NEW YORK, NY	Team lift out	Wirehouse to ibd	0.0%
J.P. MORGAN SECURITIES LLC	4	Apr 20, 2024	Apr 19, 2024	SAN FRANCISCO, CA	Team lift out	Wirehouse to ibd	0.0%
E*TRADE CAPITAL MANAGEMENT, LLC	2	Aug 21, 2023	Dec 1, 2023	NEW YORK, NY	Team lift out	RIA to ibd	0.4%
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	2	Jun 16, 2023	May 13, 2026	SAN FRANCISCO, CA	Team lift out	Ibd to ibd	0.4%

Relationships

showing 80 of 2,317

Registered with (76)

← Rafael Antonio Garcia FilpoAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← Nicholas Charles CancillaAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← Matthew Jeffrey StehleAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← Kenneth R RoqueAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← KEVIN JAMES MCKNIGHTAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← Matthew K. KanakisAdvisorregistration: current employment
Aug 31, 2026 to presentfactForm ADV
← Christopher MikellAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← CODY MACHIEAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← JESSICA ENGLANDAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← AARON JULIAN LUCASHAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← Claire McDonaldAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← Mohamedali AsousAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← STEVEN M KOCHOVSKIAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← Stephen Patrick KoonsAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← Michael Gerald CollinsAdvisorregistration: current employment
Aug 4, 2026 to presentfactForm ADV
← STACY H BORTLEAdvisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← Anthony ChmielewskiAdvisorregistration: current employment
Jul 31, 2026 to presentfactForm ADV
← DENNIS RENEE ARNOLDAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← Daniel R FazahAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← THOMAS JAMES CAVALLOAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← Iryna PikulevaAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← TAMIR HORNESBYAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← Andrea BlacklockAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← Omar Ali TananeAdvisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← John HarriganAdvisorregistration: current employment
Jul 21, 2026 to presentfactForm ADV
← Silvi SinoimeriAdvisorregistration: current employment
Jul 21, 2026 to presentfactForm ADV
← Kathi SternsAdvisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← Kevin RuizAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← Jhenae Reanna MartinAdvisorregistration: current employment
Jul 8, 2026 to presentfactForm ADV
← TALAR SARKISAdvisorregistration: current employment
Jul 3, 2026 to presentfactForm ADV
and 46 more

Affiliated with (4)

→ CITIZENS PRIVATE WEALTHRegistered adviserother investment adviser, common control
factForm ADV
→ CITIZENS INVESTMENT ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
→ HARVEST CAPITAL STRATEGIES LLCRegistered adviserother investment adviser, common control
factForm ADV
← CITIZENS PRIVATE WEALTHRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Dated events

39 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 16, 2026
Advisor changed firm
Luisa Salazar left Citizens Securities, Inc. for J.P. Morgan Securities LLC (registered 2026-09-17)
Form ADVobserved 2 days ago

Show 39 bookkeeping events

Occurred
Sep 18, 2026
Michael Thomas Shanley added a MI registration at Citizens Securities, Inc.
Occurred
Sep 18, 2026
Samia Tony Elias added a VT registration at Citizens Securities, Inc.
Occurred
Sep 18, 2026
Michael Thomas Shanley added a WA registration at Citizens Securities, Inc.
Occurred
Sep 18, 2026
Jon Matthew Garvin added a MN registration at Citizens Securities, Inc.
Occurred
Sep 18, 2026
Michael Thomas Shanley added a VT registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Timothy Andrew Odell added a CA registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Samia Tony Elias added a NM registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Anjana Rao Ashok Kumar added a OH registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Michael Thomas Shanley added a MN registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Michael Thomas Shanley added a WV registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Michael Thomas Shanley added a NH registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Hafez Emanian added a MN registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Evan Michael Andreas added a FL registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Samia Tony Elias added a TX registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Jason Christopoulos added a FL registration at Citizens Securities, Inc.
Occurred
Sep 17, 2026
Michael Thomas Shanley added a KY registration at Citizens Securities, Inc.
First seen by DFX
Sep 17, 2026
date not stated
Jasmine Laurel Britton no longer holds an investment adviser registration (last listed at Citizens Securities, Inc. on the 2026-09-16 feed)
First seen by DFX
Sep 17, 2026
date not stated
Luisa Salazar no longer holds an investment adviser registration (last listed at Citizens Securities, Inc. on the 2026-09-16 feed)
Occurred
Sep 16, 2026
Scott Kluge registered as an investment adviser representative at Citizens Securities, Inc.
Occurred
Sep 16, 2026
Michael Thomas Shanley added a PA registration at Citizens Securities, Inc.
Occurred
Sep 16, 2026
Sara Al-Obaidi added a FL registration at Citizens Securities, Inc.
Occurred
Sep 16, 2026
Michael Thomas Shanley added a NC registration at Citizens Securities, Inc.
Occurred
Sep 16, 2026
Kenneth R Roque added a RI registration at Citizens Securities, Inc.
Occurred
Sep 16, 2026
Samia Tony Elias added a CA registration at Citizens Securities, Inc.
Occurred
Sep 16, 2026
Michael Thomas Shanley added a CA registration at Citizens Securities, Inc.
Occurred
Sep 16, 2026
Samia Tony Elias added a NC registration at Citizens Securities, Inc.
Occurred
Sep 16, 2026
Michael Thomas Shanley added a AR registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Samia Tony Elias added a ME registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Michael Thomas Shanley added a NE registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Michael Thomas Shanley added a MO registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Anubhav Bhatyal added a NJ registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Michael Thomas Shanley added a NJ registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Teddy Ruchai added a NJ registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Rafael Antonio Garcia Filpo added a NJ registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Michael Thomas Shanley added a GA registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Michael Thomas Shanley added a WI registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Michael Thomas Shanley added a TX registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Silvi Sinoimeri added a FL registration at Citizens Securities, Inc.
Occurred
Sep 15, 2026
Michael Thomas Shanley added a IA registration at Citizens Securities, Inc.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:680ee3a0-a58e-aaf1-7f13-11e5fb6a0360
First observed: Mar 30, 2012
Last observed: Sep 3, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.