DFX Intelligence

N•••••• T• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

N•••••• T• S•••••••

Advisor at O••• R•••• F•••••••• G••••• L••

WACO, TX

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Search this name across graphsid dfx:ria:6ad037ee-d836-a54e-1e33-7db64355f911

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• R•••• F•••••••• G••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• R•••• F•••••••• G••••• L••	Former SEC adviser	Feb 17, 2021	n/a	yes	WACO, TX	Current employment
E••••• J••••	National bd RIA	Sep 15, 2020	Feb 11, 2021	no	Manvel, TX\|ST LOUIS, MO\|SANTA FE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	O••• R•••• F•••••••• G••••• L••	Feb 11, 2021	Feb 17, 2021	6	Firm change	Other

Relationships

Registered with (2)

→ O••• R•••• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 17, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 15, 2020 to Feb 11, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ad037ee-d836-a54e-1e33-7db64355f911
First observed: Sep 15, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.