DFX Intelligence

M•••••• F•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant32 years in industry

M•••••• F•••••• B••••••

Advisor at K•••••• O• C••••••• A•••• A••••••• L••

Morgantown, WV | NEW HAVEN, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• O• C••••••• A•••• A••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 22, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• O• C••••••• A•••• A••••••• L••	Institutional manager	Feb 12, 2021	n/a	yes	NEW HAVEN, CT\|Morgantown, WV	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Mar 23, 2005	Mar 3, 2010	no	RALEIGH, NC\|RALEIGH, NC\|MIDLOTHIAN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	K•••••• O• C••••••• A•••• A••••••• L••	Mar 3, 2010	Feb 12, 2021	3,999	Firm change after gap	Other
P•••••••• S••••••••• I•••	S••••••• F•••••••• S•••••••• I•••	Feb 28, 2005	Mar 23, 2005

Relationships

Registered with (3)

→ K•••••• O• C••••••• A•••• A••••••• L••Registered adviserregistration: current employment
Feb 12, 2021 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2005 to Mar 3, 2010factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 31, 2001 to Feb 28, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.