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RIA / WealthAdvisorCertified Financial Planner33 years in industry

TERRIE FRANCES AUSTIN

Advisor at MILESTONE WEALTH STRATEGIES

COLUMBUS, OH

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Search this name across graphsid dfx:ria:6ad51bcf-ed4e-d9da-6183-4d533c058f46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MILESTONE WEALTH STRATEGIES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63|S65
First exam: Sep 3, 1993
First registration: Mar 18, 2008
Dual registered: no
Other names: TERRI FRANCES AUSTIN|TERRIE AUSTIN NICHTER|TERRIE AUSTIN|TERRI AUSTIN-SMITH|TERRI NICHTER
IAPD individual key: 2334313

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MILESTONE WEALTH STRATEGIES	State registered	Mar 23, 2020	n/a	yes	COLUMBUS, OH	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Oct 10, 2017	Mar 31, 2020	no	Powell, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Sep 24, 2013	Oct 16, 2017	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 5, 2009	Aug 13, 2013	no	WESTERVILLE, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 6, 2009	Mar 9, 2009	no	COLUMBUS, OH	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 30, 2008	Oct 17, 2008	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|FLORENCE, KY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 18, 2008	Jul 7, 2008	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATOS WEALTH PARTNERS, LTD	MILESTONE WEALTH STRATEGIES	Mar 31, 2020	Mar 23, 2020	-8	Firm change	RIA to state RIA
FIFTH THIRD SECURITIES, INC.	STRATOS WEALTH PARTNERS, LTD	Oct 16, 2017	Oct 10, 2017	-6	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	FIFTH THIRD SECURITIES, INC.	Aug 13, 2013	Sep 24, 2013	42	Firm change	Other
PRUCO SECURITIES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 9, 2009	May 5, 2009	57	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	PRUCO SECURITIES, LLC	Oct 17, 2008	Jan 6, 2009	81	Firm change	Other
UBS FINANCIAL SERVICES INC.	VALIC FINANCIAL ADVISORS, INC.	Jul 7, 2008	Jun 30, 2008	-7	Firm change	Other

Relationships

Registered with (7)

→ MILESTONE WEALTH STRATEGIESRegistered adviserregistration: current employment
Mar 23, 2020 to presentfactForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Oct 10, 2017 to Mar 31, 2020factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Sep 24, 2013 to Oct 16, 2017factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 5, 2009 to Aug 13, 2013factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 6, 2009 to Mar 9, 2009factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 30, 2008 to Oct 17, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 18, 2008 to Jul 7, 2008factForm ADV

Dated events

No dated event names this entity yet.