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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JUSTIN BROOKS BUNTING

Advisor at OSAIC INSTITUTIONS, INC.

ROCKY MOUNT, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 26, 2002
First registration: Aug 28, 2002
Dual registered: yes, broker-dealer
Other names: BROOKS BUNTING|JUSTIN BROOKS BUNTING|JUSTIN BROOKS BUNTING|BROOKS BUNTING
IAPD individual key: 4534272

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Mar 4, 2014	n/a	yes	ROCKY MOUNT, NC	Current employment
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jul 16, 2008	Mar 3, 2014	no	ROANOKE RAPIDS, NC\|TARBORO, NC\|ROANOKE RAPIDS, NC\|CHARLOTTE, NC\|ROCKY MOUNT, NC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Aug 16, 2007	no	WINSTON-SALEM, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 25, 2005	Apr 2, 2007	no	WINSTON-SALEM, NC\|WINSTON SALEM, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 28, 2002	Mar 14, 2005	no	WINSTON - SALEM, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T INVESTMENT SERVICES, INC.	OSAIC INSTITUTIONS, INC.	Mar 3, 2014	Mar 4, 2014	1	Firm change	Other
MORGAN STANLEY & CO. LLC	BB&T INVESTMENT SERVICES, INC.	Aug 16, 2007	Jul 16, 2008	335	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY DW INC.	Mar 14, 2005	Feb 25, 2005	-17	Firm change	Other

Relationships

Registered with (5)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Mar 4, 2014 to presentfactForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 16, 2008 to Mar 3, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Aug 16, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 25, 2005 to Apr 2, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 28, 2002 to Mar 14, 2005factForm ADV

Dated events

No dated event names this entity yet.