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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

DAVID MURRAY MCINNIS

Advisor at LPL FINANCIAL LLC

Alpharetta, GA | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:6adceceb-7951-d45a-3c4b-43470d2d6daa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 2, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 2, 2002
First registration: Aug 2, 2004
Dual registered: yes, broker-dealer
Other names: DAVID MURRAY MCINNIS|David Murray McInnis
IAPD individual key: 4399381

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 5, 2024	n/a	yes	Alpharetta, GA\|ALPHARETTA, GA	Current employment
EPG WEALTH MANAGEMENT LLC	Independent wealth	Jun 3, 2019	Sep 3, 2024	no	ATLANTA, GA	Previous registration
ACG WEALTH INC.	Former SEC adviser	Mar 30, 2012	Nov 30, 2021	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 28, 2012	no	Alpharetta, GA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 29, 2007	Jun 1, 2009	no	ALPHARETTA, GA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Aug 2, 2004	Jul 6, 2007	no	ALPHARETTA, GA\|ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EPG WEALTH MANAGEMENT LLC	LPL FINANCIAL LLC	Sep 3, 2024	Sep 5, 2024	2	Firm change	RIA to ibd
ACG WEALTH INC.	EPG WEALTH MANAGEMENT LLC	Nov 30, 2021	Jun 3, 2019	-911	Firm change after gap	Other
MORGAN STANLEY	ACG WEALTH INC.	Mar 28, 2012	Mar 30, 2012	2	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	MORGAN STANLEY & CO. LLC	Jul 6, 2007	Jun 29, 2007	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
150419:302075:GA:2021-11-30	Nov 30, 2021	Jun 3, 2019	ATLANTA, GA	Firm change after gap

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 5, 2024 to presentfactForm ADV
→ EPG WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 3, 2019 to Sep 3, 2024factForm ADV
→ ACG WEALTH INC.Registered adviserregistration: previous registration
Mar 30, 2012 to Nov 30, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 28, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 29, 2007 to Jun 1, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Aug 2, 2004 to Jul 6, 2007factForm ADV

Dated events

Occurred
Sep 3, 2024
Advisor changed firm
David Murray Mcinnis left Epg Wealth Management Llc for Lpl Financial Llc (registered 2024-09-05)
Form ADVobserved 5 days ago