DFX Intelligence

S•••• D•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

S•••• D•••• P••••••

Advisor at P•••••• I•••••••••

KINGMAN, AZ

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Search this name across graphsid dfx:ria:6add71b1-3271-192c-f316-e9141714e22a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• I•••••••••	Independent wealth	Oct 5, 2017	n/a	yes	KINGMAN, AZ	Current employment
P•••••• I•••••••••	Independent wealth	Oct 5, 2017	Dec 31, 2017	no	KINGMAN, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	P•••••• I•••••••••	Oct 31, 2018	Oct 5, 2017	-391	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ P•••••• I•••••••••Registered adviserregistration: previous registration
Oct 5, 2017 to Dec 31, 2017factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
May 15, 2006 to Oct 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6add71b1-3271-192c-f316-e9141714e22a
First observed: May 15, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.