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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

JOHN W. BRIMER

Advisor at LPL FINANCIAL LLC

ARLINGTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 2, 2008
First registration: Dec 4, 2008
Dual registered: yes, broker-dealer
Other names: JOHN W BRIMER
IAPD individual key: 5552784

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2026	n/a	yes	ARLINGTON, TX	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	Jul 15, 2026	no	ARLINGTON, TX	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Sep 5, 2025	no	ARLINGTON, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Dec 4, 2008	Oct 25, 2019	no	ARLINGTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Jul 15, 2026	Jul 10, 2026	-5	Firm change	Ibd to ibd
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
1ST GLOBAL ADVISORS INC	AVANTAX ADVISORY SERVICES	Oct 25, 2019	Oct 25, 2019	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 5, 2025 to Jul 15, 2026factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Sep 5, 2025factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Dec 4, 2008 to Oct 25, 2019factForm ADV

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
John W. Brimer left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2026-07-10)
Form ADVobserved 6 days ago