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Advisor at UMB PRIVATE WEALTH MANAGEMENT, LLC
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UMB PRIVATE WEALTH MANAGEMENT, LLC | Mixed wealth | May 13, 2026 | n/a | yes | OVERLAND PARK, KS | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | May 20, 2026 | no | WAUWATOSA, WI|STORY CITY, IA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 9, 2019 | Nov 14, 2024 | no | Ankeny, IA|OMAHA, NE|Story City, IA|WAUWATOSA, WI | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Mar 5, 2018 | Dec 7, 2018 | no | JOHNSTON, IA|STORY CITY, IA|AMES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | UMB PRIVATE WEALTH MANAGEMENT, LLC | May 20, 2026 | May 13, 2026 | -7 | Firm change | Other |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| THRIVENT INVESTMENT MANAGEMENT INC. | PRUCO SECURITIES, LLC | Dec 7, 2018 | Jan 9, 2019 | 33 | Firm change | Ibd to ibd |