D••••• T••••••

Advisor at U•• F•••••••• S••••••• I•••

SHORT HILLS, NJ | Springfield, NJ

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Search this name across graphsid dfx:ria:6ae8112e-b917-d663-1e7a-902c318a83ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 20, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 24, 2014	n/a	yes	SHORT HILLS, NJ\|Springfield, NJ	Current employment
M••••• S••••••	Wirehouse	Dec 14, 2010	Apr 2, 2014	no	Morristown, NJ\|MORRISTOWN, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	Apr 2, 2014	Mar 24, 2014	-9	Firm change	Wirehouse to wirehouse
J• B• H•••••• • C••	M••••• S••••••	Oct 19, 2009	Dec 14, 2010

Relationships

Registered with (4)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Mar 24, 2014 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 14, 2010 to Apr 2, 2014factForm ADV
→ J• B• H•••••• • C••Registered adviserregistration: previous registration
Apr 13, 2004 to Oct 19, 2009factForm ADV
→ R•• C•••••• M••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ae8112e-b917-d663-1e7a-902c318a83ad
First observed: Nov 24, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.