DFX Intelligence

F•••••••• J••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst39 years in industry

F•••••••• J••••• C••••••••

Advisor at C••••••• P•••••••

North Bethesda, MD | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:6aec1432-189a-3507-86c8-3c1ab0d194a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Nov 25, 2025	n/a	yes	North Bethesda, MD\|OVERLAND PARK, KS	Current employment
B••• W••••• A•••••••	Former SEC adviser	Apr 17, 2001	Mar 27, 2026	no	ROCKVILLE, MD\|NORTH BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• W••••• A•••••••	C••••••• P•••••••	Mar 27, 2026	Nov 25, 2025	-122	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105211:105348:MD:2026-03-27	Mar 27, 2026	Nov 25, 2025	NORTH BETHESDA, MD	Firm change after gap

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ B••• W••••• A•••••••Registered adviserregistration: previous registration
Apr 17, 2001 to Mar 27, 2026factForm ADV

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6aec1432-189a-3507-86c8-3c1ab0d194a0
First observed: Apr 17, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.