DFX Intelligence

K•••••• J• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

K•••••• J• V•••••••••

Advisor at R•••••• J•••• • A••••••••• I•••

San Francisco, CA

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Search this name across graphsid dfx:ria:6af0a6dd-f02d-c0c8-59b2-81947d86e63b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 28, 2022	n/a	yes	San Francisco, CA\|San Francisco, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jul 12, 2017	Feb 26, 2022	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	R•••••• J•••• • A••••••••• I•••	Feb 26, 2022	Feb 28, 2022	2	Firm change	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:705:CA:2022-02-26	Feb 26, 2022	Feb 28, 2022	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (2)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Feb 28, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2017 to Feb 26, 2022factForm ADV

Dated events

Occurred
Feb 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6af0a6dd-f02d-c0c8-59b2-81947d86e63b
First observed: Jul 12, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.