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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RALEIGH, NC | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 1, 2026 | n/a | yes | PLYMOUTH, MN|RALEIGH, NC | Current employment |
| WEALTHSHIELD PARTNERS, LLC | Independent wealth | May 10, 2017 | Jul 1, 2026 | no | Raleigh, NC | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jan 4, 2011 | May 10, 2017 | no | Raleigh, NC | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Sep 21, 2009 | Dec 22, 2010 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHSHIELD PARTNERS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jul 1, 2026 | Jul 1, 2026 | 0 | Firm change | RIA to ibd |
| PRINCIPAL SECURITIES, INC. | WEALTHSHIELD PARTNERS, LLC | May 10, 2017 | May 10, 2017 | 0 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | PRINCIPAL SECURITIES, INC. | Dec 22, 2010 | Jan 4, 2011 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169584:116407:NC:2026-07-01 | Jul 1, 2026 | Jul 1, 2026 | RALEIGH, NC | Firm change |
| 1137:169584:NC:2017-05-10 | May 10, 2017 | May 10, 2017 | RALEIGH, NC | Firm change |