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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

BG INVESTMENT SERVICES, LLC

CRD 281716

HAGATNA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6af58243-bee8-9ea0-1f45-ba7bf1d1be78

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Nov 2, 2015 to Jul 15, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.42 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $868MItem 5.F on the latest filing (2026-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $850M
Private client RAUM: $362MderivedItem 5.D individuals plus high net worth individuals
Private client share: 42%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $174Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,011
Individual clients: 594
High net worth clients: 62
Custody, client assets: $20.3M
SEC number: 801-106887
CRD: 281716
Filings on the tape: 30
First filed: Nov 2, 2015
Latest filed: Jul 15, 2026
Organised: Limited Liability Company
Website: asctrust.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MAREE P SGRO	Certified Financial Planner	Hagatna	7	18	5	no
JUSTIN KOH JOHNSON	n/a	Hagatna	2	12	n/a	no
MELANIE ROSE MENDIOLA	n/a	Hagatna	1	20	1	no
JUSTIN Shigemi NAITO	n/a	Hagatna	1	14	1	no
PAUL MA	Chartered Financial Analyst	HAGATNA \| North Attleboro, MA	0	25	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADA FAMILY TRUST	Owner	F	yes	04/2024	Apr 10, 2024	Oct 3, 2024
ASC TRUST, LLC	Owner	E	yes	04/2024	Apr 10, 2024	Oct 3, 2024
BANKGUAM HOLDING COMPANY, INC.	Owner	D	yes	04/2024	Apr 10, 2024	Oct 3, 2024
CLARK, DONALD, HARVEY	CHIEF COMPLIANCE OFFICER	Na	yes	04/2024	Apr 10, 2024	Oct 3, 2024
JOHN FAMILY LIVING TRUST	Owner	F	yes	04/2024	Apr 10, 2024	Oct 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANK OF GUAM	n/a	n/a	n/a	N	yes	Gu

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 22, 2026	$868M	$850M	7	5	0	n/a	n/a
2024	Feb 28, 2025	$440M	$426M	5	2	0	n/a	n/a
2023	Mar 21, 2024	$186M	$175M	5	1	0	n/a	n/a
2022	Mar 9, 2023	$132M	$123M	6	2	0	n/a	n/a
2021	Feb 8, 2022	$134M	$125M	6	2	0	n/a	n/a
2020	Jan 28, 2021	$119M	$111M	6	2	0	n/a	n/a
2019	Mar 10, 2020	$113M	$108M	6	2	0	n/a	n/a
2018	Mar 28, 2019	$64.5M	$64.5M	6	2	0	n/a	n/a
2017	Jan 24, 2018	$82.3M	$64.7M	8	3	0	n/a	n/a
2016	Feb 15, 2017	$50.9M	$12.5M	6	1	n/a	n/a	n/a
2015	Feb 8, 2016	$0	$0	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$868M	$440M	97.4%	$132M	87.3%	7	5	0	0

Relationships

Registered with (6)

← PAUL MAAdvisorregistration: current employment
Jul 30, 2026 to presentfactForm ADV
← MELANIE ROSE MENDIOLAAdvisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← JUSTIN Shigemi NAITOAdvisorregistration: previous registration
Apr 11, 2024 to Apr 24, 2024factForm ADV
← JUSTIN KOH JOHNSONAdvisorregistration: current employment
Apr 24, 2024 to presentfactForm ADV
← MAREE P SGROAdvisorregistration: current employment
Feb 12, 2019 to presentfactForm ADV
← Alexandra Renee Leon GuerreroAdvisorregistration: previous registration
May 31, 2016 to Jan 24, 2024factForm ADV

Controls (5)

← CLARK, DONALD, HARVEYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 10, 2024 to Oct 3, 2024factForm ADV
← ADA FAMILY TRUSTOwnerOWNER, ownership code F, domestic entity
Apr 10, 2024 to Oct 3, 2024factForm ADV
← ASC TRUST, LLCOwnerOWNER, ownership code E, domestic entity
Apr 10, 2024 to Oct 3, 2024factForm ADV
← BANKGUAM HOLDING COMPANY, INC.OwnerOWNER, ownership code D, domestic entity
Apr 10, 2024 to Oct 3, 2024factForm ADV
← JOHN FAMILY LIVING TRUSTOwnerOWNER, ownership code F, domestic entity
Apr 10, 2024 to Oct 3, 2024factForm ADV

Dated events

Occurred
Jan 22, 2026
Succession filed (Item 4)
Bg Investment Services, Llc reported succeeding to the business of Bg Investment Services, Inc. (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Jan 22, 2026
Regulatory AUM changed
Bg Investment Services, Llc reported RAUM $868.5M, up 97% from $439.9M (2025-06-10 to 2026-01-22)
Form ADVobserved 4 days ago
$429M
Occurred
Feb 28, 2025
Regulatory AUM changed
Bg Investment Services, Llc reported RAUM $439.9M, up 136% from $186.2M (2024-10-03 to 2025-02-28)
Form ADVobserved 4 days ago
$254M
Occurred
Apr 10, 2024
Control person joined
Harvey Donald Clark (Chief Compliance Officer) appeared on Schedule A of Bg Investment Services, Llc
Form ADVobserved 4 days ago
Occurred
Apr 10, 2024
Control person left
Tomas Matias Danilo Rapadas (Chief Compliance Officer) no longer on Schedule A of Bg Investment Services, Llc (listed 2024-03-21, absent 2024-04-10)
Form ADVobserved 4 days ago
Occurred
Jan 24, 2024
Advisor changed firm
Alexandra Renee Leon Guerrero left Bg Investment Services, Llc for Alg Financial (registered 2024-07-08)
Form ADVobserved 4 days ago
Occurred
Nov 2, 2015
First Form ADV filing
Bg Investment & Insurance, Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6af58243-bee8-9ea0-1f45-ba7bf1d1be78
First observed: Nov 2, 2015
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BG INVESTMENT SERVICES, LLC

CRD 281716

HAGATNA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6af58243-bee8-9ea0-1f45-ba7bf1d1be78

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MAREE P SGRO

Certified Financial Planner

Hagatna

JUSTIN KOH JOHNSON

n/a

Hagatna

n/a

MELANIE ROSE MENDIOLA

n/a

Hagatna

JUSTIN Shigemi NAITO

n/a

Hagatna

PAUL MA

Chartered Financial Analyst

HAGATNA | North Attleboro, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADA FAMILY TRUST

Owner

yes

04/2024

Apr 10, 2024

Oct 3, 2024

ASC TRUST, LLC

Owner

yes

04/2024

Apr 10, 2024

Oct 3, 2024

BANKGUAM HOLDING COMPANY, INC.

Owner

yes

04/2024

Apr 10, 2024

Oct 3, 2024

CLARK, DONALD, HARVEY

CHIEF COMPLIANCE OFFICER

yes

04/2024

Apr 10, 2024

Oct 3, 2024

JOHN FAMILY LIVING TRUST

Owner

yes

04/2024

Apr 10, 2024

Oct 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANK OF GUAM

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 22, 2026

$868M

$850M

n/a

2024

Feb 28, 2025

$440M

$426M

n/a

2023

Mar 21, 2024

$186M

$175M

n/a

2022

Mar 9, 2023

$132M

$123M

n/a

2021

Feb 8, 2022

$134M

$125M

n/a

2020

Jan 28, 2021

$119M

$111M

n/a

2019

Mar 10, 2020

$113M

$108M

n/a

2018

Mar 28, 2019

$64.5M

n/a

2017

Jan 24, 2018

$82.3M

$64.7M

n/a

2016

Feb 15, 2017

$50.9M

$12.5M

n/a

2015

Feb 8, 2016

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$868M

$440M

97.4%

$132M

87.3%