DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Analyst19 years in industry

ANNE BOOKWALTER WALSH

Advisor at GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6afa06a2-a076-ecc5-f3cb-c3fee6c511a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 21, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Anne Bookwalter Walsh

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Jun 21, 2007
Dual registered: no
Other names: ANNE BOOKWALTER-WALSH|ANNE ELIZABETH BOOKWALTER
IAPD individual key: 2671132

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	Other adviser	May 25, 2012	n/a	yes	NEW YORK, NY	Current employment
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC	Other adviser	Jun 21, 2007	Dec 31, 2011	no	SANTA MONICA, CA	Previous registration

Relationships

Registered with (1)

→ GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 21, 2007 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6afa06a2-a076-ecc5-f3cb-c3fee6c511a9
First observed: Jun 21, 2007
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANNE BOOKWALTER WALSH

Advisor at GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6afa06a2-a076-ecc5-f3cb-c3fee6c511a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Other adviser

May 25, 2012

n/a

yes

NEW YORK, NY

Current employment

GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Other adviser

Jun 21, 2007

Dec 31, 2011

SANTA MONICA, CA

Previous registration