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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

HARRIS ISAAC RUBIN

Advisor at SCHWAB WEALTH ADVISORY, INC.

Tysons Corner, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 21, 2011
First registration: Nov 22, 2011
Dual registered: yes, broker-dealer
Other names: HARRIS RUBIN
IAPD individual key: 5976725

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Apr 25, 2023	n/a	yes	Tysons Corner, VA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 27, 2016	Jan 22, 2018	no	ARLINGTON, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 3, 2015	Dec 31, 2016	no	ARLINGTON, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 23, 2013	May 20, 2015	no	ARLINGTON, VA\|ARLINGTON, VA\|COLUMBIA, MD\|MCLEAN, VA	Previous registration
MORGAN STANLEY	Wirehouse	Nov 22, 2011	Aug 14, 2013	no	STROUDSBURG, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	SCHWAB WEALTH ADVISORY, INC.	Jan 22, 2018	Apr 25, 2023	1,919	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 27, 2016	-95	Bulk transfer	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	May 20, 2015	Jun 3, 2015	14	Firm change	Other
MORGAN STANLEY	WELLS FARGO ADVISORS	Aug 14, 2013	Aug 23, 2013	9	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 27, 2016 to Jan 22, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 3, 2015 to Dec 31, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 23, 2013 to May 20, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 22, 2011 to Aug 14, 2013factForm ADV

Dated events

No dated event names this entity yet.