DFX Intelligence
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Reading the graph
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T••••••• WEALTH MANAGEMENT INC., CRD 110125
PITTSFORD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••• S••••••• M•••••• | P•••••••• T••••••• F•••••••• A••••••• • T•• M••••••••• I••• | Na | yes | 02/2014 | Mar 31, 2014 | Mar 31, 2014 |
| B••••••••• M••••••• | MANAGING DIRECTOR CENTRAL NEW YORK | Na | yes | 01/2011 | Mar 30, 2012 | Mar 31, 2014 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E••••••• F•••••••• S•••••••• I••• | n/a | n/a | n/a | Y | yes | n/a |
| T••••••• T•••• C•••••• • T•••• A•• I••••••••• S••••••• | n/a | n/a | n/a | Y | yes | NY |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Ithaca | NY | United States | n/a | no |
| WHITE PLAINS | NY | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2013 | Mar 31, 2014 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2013 | $633M | $605M | 4.6% | n/a | n/a | 19 | 22 | n/a | n/a |
| F••••••••• D•••••• J•••• | Director | Na | yes | 05/2011 | Mar 30, 2012 | Mar 31, 2014 |
| F•••••• J••••• W••••• | Director | Na | yes | 05/2011 | Mar 30, 2012 | Mar 31, 2014 |
| G•••••• S••••• L• | Director | Na | yes | 08/2013 | Sep 5, 2013 | Mar 31, 2014 |
| H•••••• L•••••• A•• | MANAGING DIRECTOR WESTERN NEW YORK | Na | yes | 09/2011 | Mar 30, 2012 | Mar 31, 2014 |
| H••••• G••••••• J••• | CHAIRMAN OF THE BOARD | Na | yes | 05/2011 | Mar 30, 2012 | Mar 31, 2014 |
| H•••••• C•••• E• | Director | Na | yes | 05/2011 | Mar 30, 2012 | Mar 31, 2014 |
| K••••• G•••••• J••••• | Director | Na | yes | 05/2011 | Mar 30, 2012 | Mar 31, 2014 |
| O•••••• T••••••• C••••••• | MANAGING DIRECTOR HUDSON VALLEY | Na | yes | 02/2011 | Mar 30, 2012 | Mar 31, 2014 |
| P•••••• S•••• | VP HUMAN RESOURCES | Na | yes | 01/2011 | Mar 30, 2012 | Mar 31, 2014 |
| R••••••• S••••••• S• | Director | Na | yes | 01/2007 | Mar 30, 2012 | Mar 31, 2014 |
| T•• M••••••••• I••• F•••• A••• F•••••••• S•••••••• I••• | PARENT COMPANY | E | yes | 06/1988 | Mar 27, 2013 | Mar 31, 2014 |
| T••••••• F•••••••• C••••••••• | P••••• C•••••• O• T•• M••••••••• I••• | E | yes | 01/2006 | Mar 30, 2012 | Mar 31, 2014 |
| M•••• R•••••• W•••••• | MANAGING DIRECTOR PENNSYLVANIA | Na | no | 05/2013 | Sep 5, 2013 | Mar 31, 2014 |
| W•••••• C••••••••• A••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2010 | Mar 30, 2012 | Mar 31, 2014 |
| $633M |
| $633M |
| 19 |
| 18 |
| n/a |
| n/a |
| n/a |
| 2012 | Mar 27, 2013 | $605M | $605M | 22 | 21 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $584M | $584M | n/a | n/a | n/a | n/a | n/a |