DFX Intelligence

T••• D•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T••• D•••••• M••••••

Advisor at S•••••• W••••• M••••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:6afc9d4e-2913-b03e-ddb8-6c6ca4cf6c12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M••••••••• L••	Independent wealth	Jan 25, 2008	n/a	yes	SAN ANTONIO, TX	Current employment
H••••••••• P•••••••• L••	n/a	Mar 28, 2000	Jan 2, 2008	no	SAN ANTONIO, TX\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• P•••••••• L••	S•••••• W••••• M••••••••• L••	Jan 2, 2008	Jan 25, 2008	23	Firm change	Other

Relationships

Registered with (2)

→ S•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 25, 2008 to presentfactForm ADV
→ H••••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 28, 2000 to Jan 2, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6afc9d4e-2913-b03e-ddb8-6c6ca4cf6c12
First observed: Mar 28, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.