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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DELESSERT FINANCIAL SERVICES INC

CRD 106005

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b0474a6-49e4-7b6d-a3cd-03e2d6bc2e09

Data as of May 18, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2012 to May 18, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $340MItem 5.F on the latest filing (2012-05-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $290M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1,029
SEC number: 801-46245
CRD: 106005
Filings on the tape: 4
First filed: Apr 3, 2012
Latest filed: May 18, 2012
Organised: Corporation, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DALTO, CHRISTOPHER, JON	CHIEF COMPLIANCE OFFICER	E	yes	05/2012	Apr 3, 2012	May 18, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MONTIS FINANCIAL	n/a	Independent wealth	$1.3B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 3, 2012	$340M	$290M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$340M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ MONTIS FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← DALTO, CHRISTOPHER, JONOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 3, 2012 to presentfactForm ADV

Registered with (6)

← HOWARD VAUGHN SONTAGAdvisorregistration: previous registration
May 8, 2012 to May 9, 2012factForm ADV
← MICHAEL STEVEN BENOITAdvisorregistration: previous registration
May 8, 2012 to May 9, 2012factForm ADV
← CHAD ALLEN TISCHERAdvisorregistration: previous registration
May 8, 2012 to May 9, 2012factForm ADV
← MICHAEL ROSS PEDLOWAdvisorregistration: previous registration
May 8, 2012 to May 9, 2012factForm ADV
← EMILY SUSAN BOOTHROYDAdvisorregistration: previous registration
May 8, 2012 to May 9, 2012factForm ADV
← CHRISTIANE SHIELDS DELESSERTAdvisorregistration: previous registration
Feb 2, 2009 to May 2, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6b0474a6-49e4-7b6d-a3cd-03e2d6bc2e09
First observed: Apr 3, 2012
Last observed: May 18, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DELESSERT FINANCIAL SERVICES INC

CRD 106005

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6b0474a6-49e4-7b6d-a3cd-03e2d6bc2e09

Data as of May 18, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DALTO, CHRISTOPHER, JON

CHIEF COMPLIANCE OFFICER

yes

05/2012

Apr 3, 2012

May 18, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MONTIS FINANCIAL

n/a

Independent wealth

$1.3B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Apr 3, 2012

$340M

$290M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$340M

n/a