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Advisor at PERSONAL PATH FINANCIAL PLANNING
HILLSBOROUGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PERSONAL PATH FINANCIAL PLANNING | State registered | Sep 5, 2017 | n/a | yes | HILLSBOROUGH, NC | Current employment |
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | May 13, 2014 | Aug 27, 2015 | no | GREENVILLE, SC|ASHEVILLE, NC | Previous registration |
| OAK VALUE CAPITAL MANAGEMENT, INC | n/a | Mar 20, 2008 | Sep 18, 2008 | no | DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | PERSONAL PATH FINANCIAL PLANNING | Aug 27, 2015 | Sep 5, 2017 | 740 | Firm change after gap | Other |
| OAK VALUE CAPITAL MANAGEMENT, INC | TD PRIVATE CLIENT WEALTH LLC | Sep 18, 2008 | May 13, 2014 | 2,063 | Firm change after gap | Other |